Terms of Business

We at Pike Insurance Services Limited are Independent Insurance Brokers and are members of the Professional Insurance Brokers Association (PIBA).

We are a family business and treat our customer as a person and not just a number! We endeavour to offer a prompt and personal service.

Our aim is to advise our clients in relation to all classes of insurance required by them.

These terms of business set out the general terms under which our firm will provide insurance and investment business services to you and the respective duties and responsibilities of both the firm and you in relation to such services. Please ensure you read these thoroughly and if you have any queries, please contact the undersigned who will be happy to clarify any queries you may have.

Firm Name and Contact details:


David R. Pike
Director (Managing)
Pike Insurance Services Limited
2 Haigh Terrace
Dun Laoghaire
County Dublin
Telephone: (01) 7096000
Facsimile: (01) 7096099

Regulatory Status with the Irish Financial Services Regulatory Authority

Our firm is authorised in Ireland to receive and transmit orders in relation to insurance policies under Section 10 of the Investments Intermediaries Act, 1995, as amended. Our firm is also registered as an insurance/reinsurance intermediary under the European Communities (Insurance Mediation) Regulations, 2005 (as amended). We are an authorised mortgage intermediary under the Consumer Credit Act, 1995, as amended

Pike Insurance Services Limited t/a Pike Insurance Services, Joe Murphy Insurances, Just4u is regulated by the Financial Regulator.

Our Irish Financial Services Regulatory Authority number is 1284; you can verify our regulatory status by telephoning the Irish Financial Services Regulatory Authority at (01) 4344000.

Our Services

Pike Insurance Services Limited specialise in
(a) personal insurances such as home, car, travel, personal accident, permanent health and
(b) small business insurance (e.g. offices, shops, combined policies).
We also arrange life assurance such as term assurance including mortgage protection, level term and convertible term. We can provide advice to you in the following areas:

  • Life Insurance Products
  • Non-Life Insurance Products
and we can receive and transmit orders to the product producers listed in Appendix 1.

Life

Life Assurance companies provide products such as: critical illness, convertible term, keyman, level term, mortgage protection, permanent health and serious illness.

Depending upon your individual circumstances, we may provide you with advice in relation to the nature of these products and which product may be suitable for your needs. You may however wish to focus our advice on areas of particular interest to you. We can offer you advice on all Life Insurers listed in Appendix 1. We can receive and transmit orders for such products on your behalf to the Insurers listed in Appendix 1. Where you select an insurance product of an Insurer listed in Appendix 1, we may provide an ongoing advisory service in relation to that policy.

Non-Life

We provide the services in relation to non-life insurance products such as: abandonment, all risks, apartment, burglary, caravan, consequential loss, combined, computer, commercial vehicle, employers liability, engineering, farm, fire, goods in transit, guest house, household, indemnity, legal expenses, marine, money, motor contingency, motor cycle, motor fleet, motor trade, office, personal accident, private car, professional indemnity, property owners liability, public liability, self-build, school, shop, special risks, surgery, and travel (annual).

Depending upon your instructions, we can give you advice in relation to the products of Insurers listed in Appendix 1. We may receive and transmit orders on your behalf to the Insurers listed in Appendix 1. Where we receive and transmit orders, we may also offer assistance to you in relation to processing claims on policies and in seeking renewal terms on your cover.

IMPORTANT NOTICE: where we obtain renewal terms on business in force, we may put such cover in force whilst awaiting your instruction. You will be liable for any premiums payable to the relevant product producer.

Remuneration Policy

Pike Insurance Services Limited are remunerated by a combination of commission & fees. Commission, if any, is received from Product Producers to whom orders are transmitted. Some Product producers pay NO commission. Fees maybe charged on New Business, Renewals, Mid-term Cancellation, Adjustments, Endorsements & Duplicate documents by way of an administration charge of up 30% of the premium. These charges cover: Sourcing of Product/Product Scheme, Administration Costs, Risk Management, Claims Handling Assistance, Renewal Negotiation, Compliance Costs and Advice. We may on occasion’s source product through a Wholesale Broker. The Wholesale Broker may charge a fee for this service which will be reflected in the price of the product. Premium rebates are subject to an administration charge/rebate fee of no more than 10% of the rebate amount. We do reserve the right to offset premium rebates due to clients against any sums outstanding from that client to us and/or the client’s insurers. There is no VAT charge on any insurance transaction however stamp duty and/or government levies may apply.

Conflicts of Interest

It is the policy of our firm to avoid conflicts of interest in providing you with insurance and investment business services. If this is not possible, we will notify you in writing in advance of completing such services.

Complaints

Pike Insurance Services Ltd has in place a written procedure for the handling of complaints. This procedure ensures that all complaints are recorded and acknowledged within 5 business days. All complaints are fully investigated and the complainant updated at intervals of not greater than 20 business days. We will attempt to investigate and resolve a complaint within 40 business days. All complaints should be directed in writing to Mr David Pike, Complaints Officer, Pike Insurance Services Limited, 2 Haigh Terrace, Dun Laoghaire, County Dublin. In the event that a client remains dissatisfied with the handling of and/or response to a complaint they may refer the matter to The Financial Services Ombudsman

Compensation Scheme

We would remind you that it is not within our terms of authorisation to accept cash or negotiable instruments except where an Insurer indemnity applies. A receipt will be issued for each payment received. This is required in pursuant of section 30 of the “Investment Intermediaries Act 1995”. For your added protection, we are members of the Investor Compensation Scheme operated by the Investor Compensation Company Limited - see Appendix 2 for details.

Default on Payments by Clients

Our firm will exercise its legal rights to receive payments due to it from clients for investment business services provided. In particular, without limitation of the generality of the foregoing, the firm will seek reimbursement for all payments made to insurers on behalf of clients where the firm has acted in good faith in renewing a policy of insurance for the client. Insurers and other product producers may withdraw benefits or cover in the event of default on payments due under polices of insurance or other products arranged for you. We would refer you to policy documents or product terms for the details of such provisions.

Data Protection

Pike Insurance Services Ltd complies with the Data Protection Acts 1988 and 2003, as amended. The data which you provide to us will be held on a computer database and paper files for the purpose of arranging transactions on your behalf. We would also like to keep you informed of any new products or services provided by us which we think may be of interest to you. If you do not wish to receive marketing information please tick the box in the following Terms of Business acknowledgement.

Appendix 1


List of Product Producers

  • Allianz Ireland plc
  • Allianz plc
  • Aviva Insurance (Europe) plc
  • Aviva Life & Pensions Ireland Limited
  • AXA Insurance Limited
  • Benchmark Underwriting Limited
  • Caledonian Life
  • Canada Life Assurance (Ireland) Limited
  • Chartis Insurance Ireland Limited
  • DAS Legal Expenses Insurance Company Limited
  • Dolmen Insurance Brokers Limited
  • Ecclesiastical Insurance Group
  • Friends First Life Assurance Company Limited
  • Irish Life Assurance Plc
  • New Ireland Assurance Company plc
  • Royal & Sun Alliance Insurance plc
  • Scottish Mutual International Limited
  • Scottish Provident Limited
  • Standard Life Assurance Company
  • Travelers Insurance Company Limited
  • Zurich Insurance plc
  • Zurich Life Assurance plc

Appendix 2


Investor Compensation Scheme

The Investor Compensation Act, 1998 provides for the establishment of a compensation scheme and the payment, in certain circumstances, of compensation to certain clients (known as eligible investors) of authorised investment firms as defined in that Act. The Investor Compensation Company Ltd (ICCL) was established under the 1998 Act to operate such a compensation and our firm is a member of this scheme (reference number 111954) Compensation may be payable where money or investment instruments owed or belonging to clients and held, administered or managed by the firm cannot be returned to those clients for the time being and there is no reasonably foreseeable opportunity of the firm being able to do so.

A right to compensation will arise only:
  • if the client is an eligible investor as defined in the Act; and
  • if it transpires that the firm is not in a position to return client money or investment instruments owned or belonging to the clients of the firm; and
  • to the extent that the clients loss is recognised for the purposes of the Act.

Where an entitlement to compensation is established, the compensation payable will be the lesser of:
  • - 90% of the amount of the clients loss which is recognised for the purposes of the Investor Compensation Act, 1988; or
  • - compensation of up to €20,000.


For further information contact the Investor Compensation Company Limited at (01) 4344000.